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Mo Vaughn Strikes Out In District Court Penalties Upheld

Originally published on Forbes.com July 15th, 2014 “Mo” Vaughn just got some bad news from the United States District Court Northern District of Ohio Eastern Division.  Vaughn’s issues with his financial advisor, from whom he was awarded $3.5 million...

City Taxes Trip Up Investment Advisor Restructuring

  Originally published on Forbes.com July 7th, 2014 Tocqueville Asset Management LP TAM got a nasty surprise when it took some steps to streamline an overly complicated ownership compensation scheme.  For 2005 over $10,000,000 in compensation deductions were...